EPSTEIN
page 8 / 266 . OCR, unverified
UNIT OF LIMITED PARTNERSHIP INT
4,000.000
66.25
(285.000.00)
a 68.25
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/04/10
Page 31 of 54
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-000 11226
SDNY_GM_00280424
EFTA01489312
--- SOURCE: IMAGES__0101__EFTA01489313.txt ---
METADATA_SOURCE: IMAGES0101
METADATA_FILENAME: EFTA01489313.pdf
----------------------------------------
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 5/1/10 to 5/31/10
Trade
Date
Settlement
Date
Type
Description
Quantity
Per Unit
Amount
Market Cost
Settled
1 1
5/11
5/13
Securities Purchased
512
13
Purchase
IMMUNOGEN INC
8.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/08/10
12.500.000
8.00
(100.000.00)
1/1/rIte Option
ENTRY REVERSED ON 05/27/2010
JPY CALL USD PUT
FX EUROPEAN STYLE OPTION
MAY 11, 2011 193.50
CTS KI 181.50
WRITTEN FX OPTION
CALL 95800,000.00 JPY
PUT
10,000,000.00 USD
TRADE DATE 05/11/10
(95,000.000.000)
0.005
470,000.00
5/13
Purchase Option
'WY PUT USD CALL
FX EUROPEAN STYLE OPTION
MAY 11, 2011 193.5
PURCHASED FX OPTION
PUT 935,000,000.00 JPY
CALL 10,000,000.00 USD
TRADE DATE 05/11/10
935,000,000.000
0.001
(470,000.00)
5/17
Purchase Option
GBP PUT USD CALL
FX EUROPEAN STYLE OPTION
MAY 13, 2011 @ 1.4425
PURCHASED FX OPTION
8,932,409.000
0.071
(495.000.00)
PUT
8,932,409.00 GBP
CALL 10,000,000.00 USD
TRADE DATE 05/13/10
Page 32 of 54
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00011227
SDNY_GM_00280425
EFTA01489313
--- SOURCE: IMAGES__0101__EFTA01489314.txt ---
METADATA_SOURCE: IMAGES0101
METADATA_FILENAME: EFTA01489314.pdf
----------------------------------------
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 5/1/10 to 5/31/10
Trade
Settlement
Date
Date
Type
Description
Quantity
Per Unit
Amount
Market Cost
Settled Securities Purchased
13
18
Purchase
RAMCO-GERSHENSON PROPERTIES TRUST
11.50
J.P. MORGAN SECURITIES INC.
TRADE DATE 05 13;10
5.500.000
11.50
(63.250.00)
5. 13
5. 18
Purchase
TELENAV INC
8.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/13/10
3.000.000
8.00
(24,000.00)
5/13
5/19
Purchase
GETTY REALTY CORP
€ 22.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/13/10
10,000.000
22.00
(220,000.00)
5/14
5/19
Purchase
NUSTAR ENERGY LP
G 56 55
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/14/10
4,250.000
56.55
(240,337.50)
5. 13
5/19
Purchase
SOLAR CAPITAL LTD
C 22.07
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/13/10
13,000.000
22.07
(286,910.00)
5/13
5/19
Purchase
STRATEGIC HOTELS & RESORTS INC
4.60
J.P. MORGAN SECURITIES INC.
TRADE DATE 05./13(10
20,000.000
4.60
(92,000.00)
4.22
5/24
Write Option
RECEIVER SWAPTION CALL
10,000,000 INTEREST RATE SWAP
STRIKE 4.35% S 30/360 VS 3ML
EXP DATE 05/24/2010 DEAL 5163005
WRITTEN OTC CALL
TRADE DATE 04/22/10
AS OF 04/26/10
(1.000)
80,000.00
80,000.00 •
Page 34 of 54
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-000 11229
SDNY_GM_00280427
EFTA01489314
--- SOURCE: IMAGES__0101__EFTA01489315.txt ---
METADATA_SOURCE: IMAGES0101
METADATA_FILENAME: EFTA01489315.pdf
----------------------------------------
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 5/1/10 to 5/31/10
Trade
Date
Settlement
Date
Type
Description
Quantity
Per Unit
Amount
Market Cost
Settled
20
5. 19
5119
Securities Purchased
25
5:5
Purchase
ACCRETIVE HEALTH INC
C2 12.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/20/10
1,500.000
12.00
(18,00 0.00)
Purchase
REACHLOCAL INC
• 13.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/19/10
1500.000
13.00
(19,500.00)
525
Purchase
RESOURCE CAPITAL CORP
5.25
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/19/10
8,400.000
5.25
(33,800.00)
5/19
5/25
Purchase
VITAMIN SHOPPE INC
C 23 50
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/19/10
2,000.000
23.50
(47,000.00)
5/24
5/28
Me Option
I RECEIVER SWAPTION CALL
10,000,000 INTEREST RATE SWAP
STRIKE 4.350% S 30/31:0 VS 3ML
EXP DATE 07/26/2010 DEAL 5164984
WRITTEN OTC CALL
NEW SWAPT1ON DEAL a 5164904
TRADE DATE 05/24/10
(1.000)
909,000.00
909,000.00
521
5/26
Purchase
FORD MOTOR CREDIT CO LLC
FLOATING RATE NOTE JUN 15 2011
DTD 03/15/2007
100.00
JP MORGAN SECURITIES INC (BIDL)
TRADE DATE 05/21/10
5,000,000.000
100.00
(5,000,000.00)
Page 35 of 54
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-000 11230
SDNY_GM_00280428
EFTA01489315
--- SOURCE: IMAGES__0101__EFTA01489316.txt ---
METADATA_SOURCE: IMAGES0101
METADATA_FILENAME: EFTA01489316.pdf
----------------------------------------
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 5/1/10 to 931/10
Trade
Settlement
Date
Date
Type
Descnption
Quantity
Per Unit
Amount
Market Coat
Settled Securities Purchased
5/11
5/27
1Mite Option
TO REVERSE ENTRY OF 06/1312010
JPY CALL USD PUT
FX EUROPEAN STYLE OPTION